§ 478.11 Meaning of terms.
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When used in this part and in forms prescribed under this part, where not otherwise distinctly expressed or manifestly incompatible with the intent thereof, terms shall have the meanings ascribed in this
section.subpart. Words in the plural form shall include the singular, and vice versa, and words importing the masculine gender shall include the feminine. The terms “includes” and “including” do not exclude other things not enumerated which are in the same general class or are otherwise within the scope thereof. -
Act.
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Adjudicated as a mental defective.
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a.(a) A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease:
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1.(1) Is a danger to himself or to others; or
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2.(2) Lacks the mental capacity to contract or manage his own affairs.
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b.(b) The term shall include—
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1.(1) A finding of insanity by a court in a criminal case; and
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2.(2) Those persons found incompetent to stand trial or found not guilty by reason of lack of mental responsibility pursuant to articles 50a and 72b of the Uniform Code of Military Justice, 10 U.S.C. 850a, 876b.
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Admitted to the United States for lawful hunting or sporting purposes.
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a.(a) Is entering the United States to participate in a competitive target shooting event sponsored by a national, State, or local organization, devoted to the competitive use or other sporting use of firearms; or
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b.(b) Is entering the United States to display firearms at a sports or hunting trade show sponsored by a national, State, or local firearms trade organization, devoted to the competitive use or other sporting use of firearms.
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Alien.
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Alien illegally or unlawfully in the United States.
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a.(a) Who unlawfully entered the United States without inspection and authorization by an immigration officer and who has not been paroled into the United States under section 212(d)(5) of the Immigration and Nationality Act (INA);
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b.(b) Who is a nonimmigrant and whose authorized period of stay has expired or who has violated the terms of the nonimmigrant category in which he or she was admitted;
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c.(c) Paroled under INA section 212(d)(5) whose authorized period of parole has expired or whose parole status has been terminated; or
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d.(d) Under an order of deportation, exclusion, or removal, or under an order to depart the United States voluntarily, whether or not he or she has left the United States.
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Ammunition.
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Antique firearm.
(a) Any firearm (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) manufactured in or before 1898; and (b) any replica of any firearm described in paragraph (a) of this definition if such replica (1) is not designed or redesigned for using rimfire or conventional centerfire fixed ammunition, or (2) uses rimfire or conventional centerfire fixed ammunition which is no longer manufactured in the United States and which is not readily available in the ordinary channels of commercial trade.-
a.(a) Any firearm (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) manufactured in or before 1898;
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b.(b) Any replica of any firearm described in paragraph (a) of this definition if such replica:
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1.(1) Is not designed or redesigned for using rimfire or conventional centerfire fixed ammunition; or
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2.(2) Uses rimfire or conventional centerfire fixed ammunition that is no longer manufactured in the United States and that is not readily available in the ordinary channels of commercial trade; or
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c.(c) Any muzzle loading rifle, muzzle loading shotgun, or muzzle loading pistol that is designed to use black powder, or a black powder substitute, and that cannot use fixed ammunition. For purposes of this paragraph (3), the term “antique firearm” does not include any weapon that incorporates a firearm frame or receiver, any firearm that is converted into a muzzle loading weapon, or any muzzle loading weapon that can be readily converted to fire fixed ammunition by replacing the barrel, bolt, breechblock, or any combination thereof.
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Armor piercing ammunition.
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ATF officer.
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Business premises.
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Chief, Federal Firearms Licensing Center (FFLC).
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Collector.
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Collection premises.
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Commerce.
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Committed to a mental institution.
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Complete muffler or silencer device. A firearm muffler or firearm silencer that contains all component parts necessary to function, whether or not assembled or operable.
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Complete weapon. A firearm other than a firearm muffler or firearm silencer that contains all component parts necessary to function, whether or not assembled or operable.
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Controlled substance.
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Crime punishable by imprisonment for a term exceeding 1 year.
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Curios or relics.
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a.(a) Firearms which were manufactured at least 50 years prior to the current date, but not including replicas thereof;
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b.(b) Firearms which are certified by the curator of a municipal, State, or Federal museum which exhibits firearms to be curios or relics of museum interest; and
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c.(c) Any other firearms which derive a substantial part of their monetary value from the fact that they are novel, rare, bizarre, or because of their association with some historical figure, period, or event. Proof of qualification of a particular firearm under this category may be established by evidence of present value and evidence that like firearms are not available except as collector's items, or that the value of like firearms available in ordinary commercial channels is substantially less.
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Customs officer.
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Dealer.
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Destructive device.
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Director.
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Director of Industry Operations.
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Discharged under dishonorable conditions.
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Division.
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Engaged in the
business—business —-
a.(a)
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b.(b)
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c.(c)
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d.(d)
devotes time, attention, and laboroccasionally repairs or customizes firearms (including identification), or occasionally makes or fits special barrels, stocks, or trigger mechanisms toengaging infirearms. In the case of firearms for purposes of sale or distribution, suchactivityterm shall include a person who performs repairs (e.g., by replacing worn or broken parts) on complete weapons, or places marks of identification on privately made firearms, but shall not include a person who manufactures firearms (i.e., frames or receivers or complete weapons) by completion, assembly, or applying coatings, or otherwise making them suitable for use, requiring a license as aregular course of trade or business with the principal objective of livelihood and profit, but such a term shall not include a person who makes occasional repairs of firearms or who occasionally fits special barrels, stocks, or trigger mechanisms to firearms;manufacturer; -
e.(e)
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f.(f)
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Executed under penalties of perjury.
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“I declare under the penalties of perjury that this—(insert type of document, such as, statement, application, request, certificate), including the documents submitted in support thereof, has been examined by me and, to the best of my knowledge and belief, is true, correct, and complete.”
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Federal Firearms Act.
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Firearm.
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Firearm frame or receiver. That part of a firearm which provides housing for the hammer, bolt or breechblock, and firing mechanism, and which is usually threaded at its forward portion to receive the barrel. -
Firearm muffler or firearm silencer.
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Frame or receiver. The term “frame or receiver” shall have the same meaning as in 27 CFR 478.12.
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Friendly foreign government.
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Fugitive from justice.
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Handgun.
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a.(a) Any firearm which has a short stock and is designed to be held and fired by the use of a single hand; and
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b.(b) Any combination of parts from which a firearm described in paragraph (a) can be assembled.
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Hunting license or permit lawfully issued in the United States.
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Identification document.
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Importation.
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Importer.
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Importer's or manufacturer's serial number. The serial number placed by a licensee on a firearm, including any full or abbreviated license number, any such identification on a privately made firearm, or a serial number issued by the Director. For purposes of 18 U.S.C. 922(k) and § 478.34, the term shall include any associated licensee name, or licensee city or state placed on a frame or receiver.
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Indictment.
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Interstate or foreign commerce.
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Intimate partner.
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Large capacity ammunition feeding device.
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Licensed collector.
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Licensed dealer.
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Licensed importer.
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Licensed manufacturer.
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Machine gun.
* * *Any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term shall also include the frame or receiver of any such weapon, any part designed and intended solely and exclusively, or combination of parts designed and intended, for use in converting a weapon into a machine gun, and any combination of parts from which a machine gun can be assembled if such parts are in the possession or under the control of a person. For purposes of this definition, the term “automatically” as it modifies “shoots, is designed to shoot, or can be readily restored to shoot,” means functioning as the result of a self-acting or self-regulating mechanism that allows the firing of multiple rounds through a single function of the trigger; and “single function of the trigger” means a single pull of the trigger and analogous motions. The term “machine gun” includes a bump-stock-type device,aa device that allows a semi-automatic firearm to shoot more than one shot with a single pull of the trigger by harnessing the recoil energy of the semi-automatic firearm to which it is affixed so that the trigger resets and continues firing without additional physical manipulation of the trigger by the shooter. -
Manufacturer.
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Mental institution.
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Misdemeanor crime of domestic violence.
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a.(a) Is a Federal, State or local offense that:
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1.(1) Is a misdemeanor under Federal or State law or, in States which do not classify offenses as misdemeanors, is an offense punishable by imprisonment for a term of one year or less, and includes offenses that are punishable only by a fine. (This is true whether or not the State statute specifically defines the offense as a “misdemeanor” or as a “misdemeanor crime of domestic violence.” The term includes all such misdemeanor convictions in Indian Courts established pursuant to 25 CFR part 11.);
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2.(2) Has, as an element, the use or attempted use of physical force (e.g., assault and battery), or the threatened use of a deadly weapon; and
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3.(3) Was committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a
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b.(b) A person shall not be considered to have been convicted of such an offense for purposes of this part unless:
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1.(1) The person is considered to have been convicted by the jurisdiction in which the proceedings were held.
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2.(2) The person was represented by counsel in the case, or knowingly and intelligently waived the right to counsel in the case; and
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3.(3) In the case of a prosecution for which a person was entitled to a jury trial in the jurisdiction in which the case was tried, either
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i.(i) The case was tried by a jury, or
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ii.(ii) The person knowingly and intelligently waived the right to have the case tried by a jury, by guilty plea or otherwise.
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c.(c) A person shall not be considered to have been convicted of such an offense for purposes of this part if the conviction has been expunged or set aside, or is an offense for which the person has been pardoned or has had civil rights restored (if the law of the jurisdiction in which the proceedings were held provides for the loss of civil rights upon conviction for such an offense) unless the pardon, expunction, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms, and the person is not otherwise prohibited by the law of the jurisdiction in which the proceedings were held from receiving or possessing any firearms.
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National Firearms Act.
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NICS.
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Nonimmigrant alien.
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Nonimmigrant visa.
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Pawnbroker.
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Permanently inoperable.
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Person.
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Pistol.
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Principal objective of livelihood and profit.
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a.(a) Is committed by an individual who is not a national or permanent resident alien of the United States;
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b.(b) Involves violent acts or acts dangerous to human life which would be a criminal violation if committed within the jurisdiction of the United States; and
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c.(c) Is intended—
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1.(1) To intimidate or coerce a civilian population;
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2.(2) To influence the policy of a government by intimidation or coercion; or
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3.(3) To affect the conduct of a government by assassination or kidnapping.
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Privately made firearm (PMF). A firearm, including a frame or receiver, completed, assembled, or otherwise produced by a person other than a licensed manufacturer, and without a serial number placed by a licensed manufacturer at the time the firearm was produced. The term shall not include a firearm identified and registered in the National Firearms Registration and Transfer Record pursuant to chapter 53, title 26, United States Code, or any firearm manufactured or made before October 22, 1968 (unless remanufactured or remade after that date).
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Published ordinance.
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Readily. A process, action, or physical state that is fairly or reasonably efficient, quick, and easy, but not necessarily the most efficient, speediest, or easiest process, action, or physical state. With respect to the classification of firearms, factors relevant in making this determination include the following:
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Example 1. -
A maintains a home in State X. A travels to State Y on a hunting, fishing, business, or other type of trip. A does not become a resident of State Y by reason of such trip.
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Example 2. -
A maintains a home in State X and a home in State Y. A resides in State X except for weekends or the summer months of the year and in State Y for the weekends or the summer months of the year. During the time that A actually resides in State X, A is a resident of State X, and during the time that A actually resides in State Y, A is a resident of State Y.
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Example 3. -
A, an alien, travels to the United States on a three-week vacation to State X. A does not have a state of residence in State X because A does not have the intention of making a home in State X while on vacation. This is true regardless of the length of the vacation.
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Example 4. -
A, an alien, travels to the United States to work for three years in State X. A rents a home in State X, moves his personal possessions into the home, and his family resides with him in the home. A intends to reside in State X during the 3-year period of his employment. A is a resident of State X.
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5. Parts availability, i.e., whether additional parts are required, and how easily they can be obtained;
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6. Expense, i.e., how much it costs;
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7. Scope, i.e., the extent to which the subject of the process must be changed to finish it; and
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8. Feasibility, i.e., whether the process would damage or destroy the subject of the process, or cause it to malfunction.
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Renounced U.S. citizenship.
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a.(a) A person has renounced his U.S. citizenship if the person, having been a citizen of the United States, has renounced citizenship either—
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1.(1) Before a diplomatic or consular officer of the United States in a foreign state pursuant to 8 U.S.C. 1481(a)(5); or
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2.(2) Before an officer designated by the Attorney General when the United States is in a state of war pursuant to 8 U.S.C. 1481(a)(6).
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b.(b) The term shall not include any renunciation of citizenship that has been reversed as a result of administrative or judicial appeal.
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Revolver.
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Rifle.
A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder, and designed or redesigned and made or remade to use the energy of the explosive in a fixed metallic cartridge to fire only a single projectile through a rifled bore for each single pull of the trigger.-
a.(a) A weapon designed or redesigned, made or remade, and intended to be fired from the shoulder, and designed or redesigned and made or remade to use the energy of an explosive to fire only a single projectile through a rifled bore for each single pull of the trigger.
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1.(1) For purposes of this definition, the term “designed or redesigned, made or remade, and intended to be fired from the shoulder” shall include a weapon that is equipped with an accessory, component, or other rearward attachment (e.g., a “stabilizing brace”) that provides surface area that allows the weapon to be fired from the shoulder, provided other factors, as described in paragraph (2), indicate that the weapon is designed, made, and intended to be fired from the shoulder.
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2.(2) When a weapon provides surface area that allows the weapon to be fired from the shoulder, the following factors shall also be considered in determining whether the weapon is designed, made, and intended to be fired from the shoulder:
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i.(i) Whether the weapon has a weight or length consistent with the weight or length of similarly designed rifles;
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ii.(ii) Whether the weapon has a length of pull, measured from the center of the trigger to the center of the shoulder stock or other rearward accessory, component or attachment (including an adjustable or telescoping attachment with the ability to lock into various positions along a buffer tube, receiver extension, or other attachment method), that is consistent with similarly designed rifles;
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iii.(iii) Whether the weapon is equipped with sights or a scope with eye relief that require the weapon to be fired from the shoulder in order to be used as designed;
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iv.(iv) Whether the surface area that allows the weapon to be fired from the shoulder is created by a buffer tube, receiver extension, or any other accessory, component, or other rearward attachment that is necessary for the cycle of operations;
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v.(v) The manufacturer’s direct and indirect marketing and promotional materials indicating the intended use of the weapon; and
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vi.(vi) Information demonstrating the likely use of the weapon in the general community.
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Secure gun storage or safety device.
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a.(a) A device that, when installed on a firearm, is designed to prevent the firearm from being operated without first deactivating the device;
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b.(b) A device incorporated into the design of the firearm that is designed to prevent the operation of the firearm by anyone not having access to the device; or
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c.(c) A safe, gun safe, gun case, lock box, or other device that is designed to be or can be used to store a firearm and that is designed to be unlocked only by means of a key, a combination, or other similar means.
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Semiautomatic assault weapon.
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a.(a) Any of the firearms, or copies or duplicates of the firearms in any caliber, known as:
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1.(1) Norinco, Mitchell, and Poly Technologies Avtomat Kalashnikovs (all models),
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2.(2) Action Arms Israeli Military Industries UZI and Galil,
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3.(3) Beretta Ar70 (SC-70),
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4.(4) Colt AR-15,
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5.(5) Fabrique National FN/FAL, FN/LAR, and FNC,
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6.(6) SWD M-10, M-11, M-11/9, and M-12,
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7.(7) Steyr AUG,
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8.(8) INTRATEC TEC-9, TEC-DC9 and TEC-22, and
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9.(9) Revolving cylinder shotguns, such as (or similar to) the Street Sweeper and Striker 12;
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b.(b) A semiautomatic rifle that has an ability to accept a detachable magazine and has at least 2 of—
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1.(1) A folding or telescoping stock,
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2.(2) A pistol grip that protrudes conspicuously beneath the action of the weapon,
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3.(3) A bayonet mount,
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4.(4) A flash suppressor or threaded barrel designed to accommodate a flash suppressor, and
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5.(5) A grenade launcher;
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c.(c) A semiautomatic pistol that has an ability to accept a detachable magazine and has at least 2 of—
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1.(1) An ammunition magazine that attaches to the pistol outside of the pistol grip,
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2.(2) A threaded barrel capable of accepting a barrel extender, flash suppressor, forward handgrip, or silencer,
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3.(3) A shroud that is attached to, or partially or completely encircles, the barrel and that permits the shooter to hold the firearm with the nontrigger hand without being burned,
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4.(4) A manufactured weight of 50 ounces or more when the pistol is unloaded, and
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5.(5) A semiautomatic version of an automatic firearm; and
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d.(d) A semiautomatic shotgun that has at least 2 of—
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1.(1) A folding or telescoping stock,
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2.(2) A pistol grip that protrudes conspicuously beneath the action of the weapon,
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3.(3) A fixed magazine capacity in excess of 5 rounds, and
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4.(4) An ability to accept a detachable magazine.
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Semiautomatic pistol.
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Semiautomatic rifle.
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Semiautomatic shotgun.
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Short-barreled rifle.
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Short-barreled shotgun.
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Shotgun.
explosive in a fixed shotgun shell to fire through a smooth bore either a number of ball shot or a single projectile for each single pull of thetrigger. -
State.
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State of residence.
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Example 1.
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A maintains a home in State X. A travels to State Y on a hunting, fishing, business, or other type of trip. A does not become a resident of State Y by reason of such trip.
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Example 2.
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A maintains a home in State X and a home in State Y. A resides in State X except for weekends or the summer months of the year and in State Y for the weekends or the summer months of the year. During the time that A actually resides in State X, A is a resident of State X, and during the time that A actually resides in State Y, A is a resident of State Y.
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Example 3.
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A, an alien, travels to the United States on a three-week vacation to State X. A does not have a state of residence in State X because A does not have the intention of making a home in State X while on vacation. This is true regardless of the length of the vacation.
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Example 4.
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A, an alien, travels to the United States to work for three years in State X. A rents a home in State X, moves his personal possessions into the home, and his family resides with him in the home. A intends to reside in State X during the 3-year period of his employment. A is a resident of State X.
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Unlawful user of or addicted to any controlled substance.
use a controlled substanceuse a controlled substance unlawfully, provided that the test was administered within the past year. For a current or former member of the Armed Forces, an inference of current use may be drawn from recent disciplinary or other administrative action based on confirmed drug use, e.g., court-martial conviction, nonjudicial punishment, or an administrative discharge based on drug use or drug rehabilitation failure. -
Unserviceable firearm.
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U.S.C.